Substantial Shareholder Changes

A substantial shareholder is a person or entity that owns 5% or more of the voting shares in a company. Shares can be held through multiple entities, so the Substantial Shareholders list differs from the Top 20 Shareholders list.

Shareholding changes less than 1% do not require notification to the market. When all “Last Notice” dates are identical, it suggests that no (or minimal) change has occurred since the most recent Annual Report.

The table below lists the 50 most recent Substantial Shareholder changes for ASX listed companies.

List of Companies

Code Company Date Substantial Shareholder Buy/Sell Number Old Holding New Holding Chg
AMA AMA Group Ltd 01/12/23 Colinton Capital Partners I (A) Pty Ltd
Buy
103,408,565 - 5.70% -
FGH Foresta Group Holdings Ltd 01/12/23 Ramon Mountfort
Buy
384,616 28.65% 26.33% -2.32
LLC Lendlease Group 30/11/23 Citigroup Global Markets Australia Pty Limited
Buy
36,498,912 - 5.29% -
CTT Cettire Ltd 29/11/23 Cat Rock Capital Master Fund LP
Sell
15,355,699 13.39% 9.37% -4.02
ZMI ZINC of Ireland NL 29/11/23 Croesus Mining Pty Ltd
Buy
3,973,929 8.89% 10.75% +1.86
CU6 Clarity Pharmaceuticals Ltd 29/11/23 Charles Waite Morgan
Sell
13,593,040 5.19% - -
IIQ Inoviq Ltd 29/11/23 Moggs Creek Pty Ltd
Sell
63,500,663 5.51% 5.43% -0.08
HM1 Hearts and Minds Investments Ltd 29/11/23 Saba Capital Management GP LLC
Buy
7,339,517 5.01% 8.22% +3.21
KAM K2 Asset Management Holdings Ltd 29/11/23 CPAC Holdings Pty Limited
Buy
100,000 5.23% 5.27% +0.04
SWF Selfwealth Ltd 29/11/23 Gannet Capital Pty Ltd
Sell
12,601,925 5.32% - -
EGG Enero Group Ltd 28/11/23 Bank of America Corporation and its related bodies corporate
Sell
4,588,938 5.01% - -
WC1 West Cobar Metals Ltd 28/11/23 Ronald Roberts
Sell
5,000,000 6.21% - -
HLI Helia Group Ltd 28/11/23 State Street Corporation and subsidiaries
Sell
15,323,320 5.07% - -
DOW Downer Edi Ltd 28/11/23 First Sentier Investors Holdings Pty Limited
Buy
44,788,123 - 6.67% -
DOW Downer Edi Ltd 28/11/23 Morgan Stanley and its subsidiaries
Buy
42,815,541 - 6.38% -
ZMM ZIMI Ltd 28/11/23 Perennial Value Management Limited
Buy
2,230,977 11.86% 13.66% +1.80
FWD Fleetwood Ltd 28/11/23 Wentworth Williamson Management Pty Ltd
Buy
4,717,972 - 5.00% -
DUG DUG Technology Ltd 28/11/23 Regal Funds Management Pty Ltd
Buy
3,004,441 12.41% 14.95% +2.54
WSP Whispir Ltd 28/11/23 Harvest Lane Asset Management Pty Ltd
Buy
2,081,523 7.38% 8.91% +1.53
WAF West African Resources Ltd 28/11/23 First Sentier Investors Holdings Pty Limited
Buy
54,504,176 - 5.31% -
RUL Rpmglobal Holdings Ltd 28/11/23 Norges Bank
Buy
11,248,459 - 5.00% -
IMD IMDEX Ltd 28/11/23 Bank of America Corporation and its related bodies corporate
Sell
25,542,203 5.00% - -
APX Appen Ltd 28/11/23 Bank of America Corporation and its related bodies corporate
Buy
7,927,981 - 5.05% -
LYC Lynas Rare EARTHS Ltd 28/11/23 Challenger Limited
Buy
9,471,475 5.04% 6.05% +1.01
DTL Data#3 Ltd 28/11/23 First Sentier Investors Holdings Pty Limited
Buy
7,760,726 - 5.02% -
PLS Pilbara Minerals Ltd 28/11/23 JPmorgan Chase & Co. and its affiliates
Buy
186,445,189 - 6.20% -
CQR Charter Hall Retail REIT 28/11/23 State Street Corporation and subsidiaries
Buy
6,328,618 5.22% 6.28% +1.06
A2B A2B Australia Ltd 28/11/23 Investors Mutual Limited
Sell
1,764,550 10.79% 9.31% -1.48
VEE Veem Ltd 28/11/23 Perennial Value Management Limited
Sell
3,284,930 14.95% 12.53% -2.42
DUG DUG Technology Ltd 28/11/23 Matthew Gordon Lamont
Sell
2,500,000 20.35% 18.24% -2.11
CXU Cauldron Energy Ltd 28/11/23 Parle Investments Pty Ltd
Buy
32,350,000 12.60% 15.46% +2.86
FCL Fineos Corporation Holdings Plc 28/11/23 Fisher Funds Management Limited
Buy
4,244,753 6.44% 7.71% +1.27
SHV Select Harvests Ltd 28/11/23 Wilson Asset Management Group
Sell
8,162,469 6.74% - -
BYH Bryah Resources Ltd 28/11/23 Australian Vanadium Limited
Sell
18,506,174 5.42% - -
NEC Nine Entertainment Co. Holdings Ltd 28/11/23 Cooper Investors Pty Limited
Sell
81,335,279 5.00% - -
ACQ Acorn Capital Investment Fund Ltd 27/11/23 Australian Unity Funds Management Limited
Buy
1,321,277 8.80% 9.93% +1.13
INA Ingenia Communities Group 27/11/23 Mitsubishi UFJ Financial Group, Inc
Buy
20,394,260 - 5.00% -
E33 East 33 Ltd 27/11/23 Rupnik Enterprises (NSW) Pty Ltd
Buy
28,134,368 - 5.24% -
NCK Nick Scali Ltd 27/11/23 UBS Group AG and its related bodies corporate
Sell
6,357,541 7.85% - -
PSQ Pacific Smiles Group Ltd 27/11/23 Regal Funds Management Pty Ltd
Buy
4,173,705 5.85% 8.47% +2.62
BCB Bowen Coking Coal Ltd 27/11/23 Regal Funds Management Pty Ltd
Buy
103,554,846 14.21% 13.18% -1.03
WZR Wisr Ltd
SPONSORED
27/11/23 Adcock Private Equity Pty Ltd
Sell
14,410,222 10.95% 9.87% -1.08
KAR Karoon Energy Ltd 27/11/23 Mitsubishi UFJ Financial Group, Inc.
Buy
38,393,788 - 5.08% -
AVM Advance Metals Ltd 27/11/23 HFT Nominees Pty Ltd
Buy
8,220,862 8.15% 7.09% -1.06
A1M Aic Mines Ltd 27/11/23 Mitsubishi UFJ Financial Group, Inc
Buy
26,421,272 - 5.71% -
WBT Weebit Nano Ltd 27/11/23 JPmorgan Chase & Co. and its affiliates
Buy
9,620,107 - 5.12% -
INA Ingenia Communities Group 27/11/23 First Sentier Investors Holdings Pty Limited
Buy
20,394,260 - 5.00% -
CHN Chalice Mining Ltd 27/11/23 The Goldman Sachs Group, Inc.
Sell
3,934,026 9.62% 8.61% -1.01
VNT Ventia Services Group Ltd 27/11/23 State Street Corporation and subsidiaries
Sell
44,612,876 5.21% - -
SWF Selfwealth Ltd 27/11/23 Datt Group
Buy
6,004,193 13.94% 16.49% +2.55