RB

Richard Broek

Mr van den Broek is founder and managing partner of HSMR Advisors LLC, a U.S. based fund manager with an investment emphasis on small and mid-cap biotech public companies. Prior to his time as an investor in the healthcare industry Mr van den Broek had a ten-year career as a biotech analyst, starting at Oppenheimer & Co., then Merrill Lynch, and finally at Hambrecht & Quist.

Holding

Company
Last Notice
Direct Shares
Indirect Shares
Options
Convertibles
CGS
CGS
30/06/24350,0004,108,500N/AN/A

Transactions

Company
Date
Type
Amount
Price
Value
Notes
CGS
CGS
12/10/21
Exercise
100,000$0.840$84,000Exercise of options
CGS
CGS
12/10/21
Buy
100,000$0.840$84,000Exercise of options
CGS
CGS
22/10/20
Exercise
50,000$0.260$13,000Exercise of options
CGS
CGS
22/10/20
Issued
50,000$0.260$13,000Exercise of options
CGS
CGS
30/10/19
Issued
373,500$0.270$100,845Rights issue