RC

Richard Caldwell

Pengana International Equities Limited | Non-Executive Director
Mr Caldwell has a background in advising many natural resources and high-tech Australian companies and assisting with public listing, equity capital markets and project development financing. Mr Caldwell was formerly Head of Corporate Finance and Equity Capital Markets at Stone Bridge, Head of Equity Capital Markets at Burdett Buckeridge and Young and held several senior management positions at Citibank in Sydney and JP Morgan in London. Mr Caldwell has also chaired and managed Greatcell Solar Limited, a high-tech solar company, from 2005 to 2018 in both executive and non-executive capabilities.

Companies and Roles

Company
Title
Tenure
Since
PIA
Pengana International Equities Limited
  • Non-Executive Director
8mthOct 2025
SUH
Southern Hemisphere Mining Limited
  • Non-Executive Director
5yrs, 5mthFeb 2021

Holdings

Company
Last Notice
Direct Shares
Indirect Shares
Options
Convertibles
SUH
Southern Hemisphere Mining Limited
30/04/2626,600,000N/A1,000,000N/A
PIA
Pengana International Equities Limited
21/10/250N/AN/AN/A

Transactions

Company
Date
Type
Amount
Price
Value
Notes
SUH
Southern Hemisphere Mining Limited
30/04/26
Buy
200,000$0.020$4,000On-market trade
SUH
Southern Hemisphere Mining Limited
02/04/26
Buy
600,000$0.024$14,220On-market trade
SUH
Southern Hemisphere Mining Limited
25/08/25
Buy
200,000$0.033$6,600On-market trade
SUH
Southern Hemisphere Mining Limited
01/08/25
Buy
50,000$0.030$1,510On-market trade
SUH
Southern Hemisphere Mining Limited
08/05/25
Buy
200,000$0.032$6,419On-market trade